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  Probabilistic anticipation of AMOC transitions under critical forcing magnitudes and rates via deep learning

Zhang, W., Huang, Y., Bathiany, S., Shin, Y., Ben-Yami, M., Zhou, S., Boers, N. (2026): Probabilistic anticipation of AMOC transitions under critical forcing magnitudes and rates via deep learning. - Chaos, Solitons and Fractals, 209, Part 1, 118374.
https://doi.org/10.1016/j.chaos.2026.118374

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 Creators:
Zhang, Wenjie1, Author
Huang, Yu2, Author                 
Bathiany, Sebastian2, Author                 
Shin, Yechul1, Author
Ben-Yami, Maya2, Author           
Zhou, Suiping1, Author
Boers, Niklas2, Author                 
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1External Organizations, ou_persistent22              
2Potsdam Institute for Climate Impact Research, ou_persistent13              

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 Abstract: Key components of the Earth system can undergo abrupt transitions when the magnitude or rate of external forcing exceeds critical thresholds. In this study, we use the example of the Atlantic Meridional Overturning Circulation (AMOC) to demonstrate the challenges associated with anticipating such transitions when the complex system is susceptible to bifurcation-induced, rate-induced, and noise-induced tipping. Using a calibrated AMOC model, we conduct large ensemble simulations and show that transition behavior is inherently stochastic: under identical freshwater forcing scenarios, some ensemble members exhibit transitions while others do not. In this stochastic regime, traditional early warning indicators based on critical slowing down are unreliable in predicting impending transitions. To address this limitation, we develop a deep learning (DL)-based approach that identifies higher-order statistical differences between transitioning and non-transitioning trajectories within the ensemble realizations. This method enables the real-time prediction of transition probabilities for individual trajectories prior to the onset of tipping. Our results show that the DL-based indicator provides effective early warnings in a system where transitions can be induced by bifurcations, critical forcing rates, and noise. These findings underscore the probabilistic safe operating boundary and the potential in identifying early warning indicators for abrupt transitions of complex systems under uncertainty.

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Language(s): eng - English
 Dates: 2026-04-302026-08-01
 Publication Status: Finally published
 Pages: 11
 Publishing info: -
 Table of Contents: -
 Rev. Type: Peer
 Identifiers: DOI: 10.1016/j.chaos.2026.118374
MDB-ID: No MDB - stored outside PIK (see locators/paper)
PIKDOMAIN: RD4 - Complexity Science
Organisational keyword: RD4 - Complexity Science
Working Group: Artificial Intelligence
Model / method: Machine Learning
Research topic keyword: Nonlinear Dynamics
Research topic keyword: Tipping Elements
OATYPE: Hybrid Open Access
 Degree: -

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Title: Chaos, Solitons and Fractals
Source Genre: Journal, SCI, Scopus
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Pages: - Volume / Issue: 209 (Part 1) Sequence Number: 118374 Start / End Page: - Identifier: Publisher: Elsevier
CoNE: https://publications.pik-potsdam.de/cone/journals/resource/190702